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Erskine H Courtenay

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Louisville, KY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-06
KY RA APPROVED 2012-07-03
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • KY RA
    APPROVED
    Since 2012-07-03

Branch Locations

101 Bullitt Ln, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Louisville KY 06/2012 Present
Bank Of America, N.A. Louisville KY 07/2012 Present
Previous Registrations
  • 2011-10-04 → 2012-06-27
    Walnut Street Securities, Inc.
    Glenview, KY
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-08
  • S66 Uniform Combined State Law Examination
    1999-10-08
Other Names
  • Erskine Howard Courtenay
  • Erskine Howard Courtenay

View on SEC IAPD

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