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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-02-13 |
| KY | RA | APPROVED | 2013-02-13 |
Branch Locations
4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Louisville | KY | 02/2013 | Present |
(1)Name of Business: Address: 3801 Willis Avenue, Louisville, KY, 40207, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will not have any direct responsibilities with the daily operations of the business. My wife is considering starting a restaurant whereby I would be her partner but not working in the business. (2)Name of Business: The Cookie Cabin Address: 3801 Willis Avenue, Louisville, KY, 40207, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 10/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife, Julie Erwin and I have sold our mobile food business and opening a deli in March 2026. The entity will remain under the Cookie Cabin as a S Corp. However, the business will operate DBA The Deli.\nMy wife runs the day-to-day operations of this business. I have no operating responsibilities. I am simply part owner of this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-15 |
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