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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-01-10
KY RA APPROVED 2007-10-17
  • IN RA
    APPROVED
    Since 2019-01-10
  • KY RA
    APPROVED
    Since 2007-10-17

Branch Locations

4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Louisville KY 10/2007 Present
  • 10/2007 → Present
    Raymond James & Associates
    Louisville, KY
Other Businesses

(1)Name of Business: hopper family LLC Address: 20806 cabin hill road, borden, IN, 47106, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 01/05/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: the LLC is for estate planning only. no income is generated (2)Name of Business: Myself Address: 20806 cabin hill road, borden , IN, 47106, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/31/2013 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I want to try writing as a hobby and self publishing. I will blog, do youtube, do subscription email, have member subscription sites, and sell products such as vitamins. Nothing started as yet.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-31
S63 Uniform Securities Agent State Law Examination 1999-03-15
  • S65 Uniform Investment Adviser Law Examination
    1999-03-31
  • S63 Uniform Securities Agent State Law Examination
    1999-03-15

View on SEC IAPD

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