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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-12-04 |
Branch Locations
4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Louisville | KY | 05/2015 | 12/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2015 | 12/2017 |
| Raymond James & Associates, Inc | Louisville | KY | 12/2017 | Present |
(1) Name of Business: Kevin Colvin Woodworking, LLC Address: 5703 Blueberry Dr, Crestwood , KY, 40014, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 12/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Spouse of business owner. \n\n
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-12 |
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