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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-03 |
| KY | RA | APPROVED | 2015-11-02 |
Branch Locations
4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States
5001 N Dixie Hwy, Elizabethtown, KY 42701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Louisville | KY | 11/2015 | Present |
(1) Name of Business: James E Groves Jr Family LLC Address: 2366 Valley Vista Rd, Louisville, KY, 40205, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of LLC .. the entity was created to hold tickets for the University of Louisville Basketball and Football tickets. The entity has no business function and no other purpose !
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-28 |
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