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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-27 |
| TX | RA | APPROVED | 2024-09-27 |
Branch Locations
4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Tyler | TX | 04/2011 | 09/2024 |
| Raymond James & Associates | Louisville | KY | 09/2024 | Present |
(1)Name of Business: Dixie Electric Co Inc Address: 9050 Dixie Hwy Ste 104, Louisville, KY, 40272, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/30/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None. I am just a small 5% owner of a family business.PANY ORIGINALLY BELONG TO MY GRANDFATHER AND IS NOW OWNED BY MY BROTHER AND I, MY BROTHER OWNS 95% AND I OWN 5%. I AM A SILENT PARTICIPANT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-14 |
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