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Amie Parrish Brallier

Morgan Stanley

Santa Barbara, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-06
CA RA APPROVED 2024-01-05
  • TX RA
    APPROVED_RES
    Since 2026-04-06
  • CA RA
    APPROVED
    Since 2024-01-05

Branch Locations

1332 Anacapa Street 2Nd Floor, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Santa Barbara CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Santa Barbara CA 11/2016 01/2024
Morgan Stanley Smith Barney Llc Santa Barbara CA 01/2024 Present
Morgan Stanley Private Bank, N.A New York NY 02/2024 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Santa Barbara, CA
  • 11/2016 → 01/2024
    Wells Fargo Clearing Services, Llc
    Santa Barbara, CA
  • 01/2024 → Present
    Morgan Stanley Smith Barney Llc
    Santa Barbara, CA
  • 02/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2011-01-03 → 2024-01-26
    Wells Fargo Clearing Services, Llc
    Montecito, CA
    Santa Barbara, CA
    San Luis Obispo, CA
    Santa Barbara, CA
    San Luis Obispo, CA
  • 2003-09-23 → 2011-01-03
    Wells Fargo Investments, Llc
    Santa Ynez, CA
    Goleta, CA
    Goleta, CA
    Montecito, CA
  • 2001-05-15 → 2003-07-01
    Wells Fargo Investments, Llc
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1998-08-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1998-08-06
Other Names
  • Amie Beth Parrish
  • Amie Parrish Brallier
  • Amie Parrish Parrish

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA
PLANMEMBER SECURITIES CORPORATION · SANTA BARBARA, CA

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