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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-19
CA RA APPROVED 2002-01-04
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • CA RA
    APPROVED
    Since 2002-01-04

Branch Locations

1424 State St, Santa Barbara, CA 93101 • United States

Santa Barbara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 04/1998 Present
Bank Of America, N.A. Pasadena CA 09/2009 Present
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 6730 INVESTMENT RELATED: ADDRESS OF BUSINESS: GOLETA, CALIFORNIA 93117NATURE OF BUSINESS: POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 9/30/2011NUMBER OF HOURS DEVOTED: 1 MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: 2ND IN LINE TO MANAGE THIS PROPERTY AS-NEEDED. ADRIENNE GIBSON MANAGES THE PROPERTY.I*27832FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ISLA VISTA RENTAL #1INVESTMENT RELATED: NADDRESS OF BUSINESS:ISLA VISTA, CALIFORNIA 93117NATURE OF BUSINESS: OTHER,GIBSON TRUST 3-1-2006POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2010NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: HIRED AN OUTSIDE PROPERTY MANAGER, MERIDIAN GROUP 805-722-1369, TO MANAGE THIS RENTAL.I*45633FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ISLA VISTA RENTAL #2INVESTMENT RELATED: NADDRESS OF BUSINESS:GOLETA, CALIFORNIA 93117NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 9/30/2011NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: HIRED A PROPERTY MANAGER, MERIDIAN GROUP 805-722-1369 TO MANAGE THIS PROPERTY.I*1047245For profit or not for profit: Name of outside business organization: Rental Property 4Investment related: NAddress of business: Mammoth Lakes, California, 93546Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/23/2022Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 I*1800366, Entity Type Entity Charitable, Name of OBA: MAD Academy Santa Barbara Address: Santa Barbara, CA, 93103 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/01/2024 No Hours: 2 monthly No Hours during trading: 0 Duties: Board Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-17
  • S66 Uniform Combined State Law Examination
    2001-12-17
Other Names
  • Clay Gibson
  • Clayton R Gibson

View on SEC IAPD

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