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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| CA | RA | APPROVED | 2002-01-04 |
Branch Locations
1424 State St, Santa Barbara, CA 93101 • United States
Santa Barbara, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 04/1998 | Present |
| Bank Of America, N.A. | Pasadena | CA | 09/2009 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 6730 INVESTMENT RELATED: ADDRESS OF BUSINESS: GOLETA, CALIFORNIA 93117NATURE OF BUSINESS: POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 9/30/2011NUMBER OF HOURS DEVOTED: 1 MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: 2ND IN LINE TO MANAGE THIS PROPERTY AS-NEEDED. ADRIENNE GIBSON MANAGES THE PROPERTY.I*27832FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ISLA VISTA RENTAL #1INVESTMENT RELATED: NADDRESS OF BUSINESS:ISLA VISTA, CALIFORNIA 93117NATURE OF BUSINESS: OTHER,GIBSON TRUST 3-1-2006POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2010NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: HIRED AN OUTSIDE PROPERTY MANAGER, MERIDIAN GROUP 805-722-1369, TO MANAGE THIS RENTAL.I*45633FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ISLA VISTA RENTAL #2INVESTMENT RELATED: NADDRESS OF BUSINESS:GOLETA, CALIFORNIA 93117NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 9/30/2011NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: HIRED A PROPERTY MANAGER, MERIDIAN GROUP 805-722-1369 TO MANAGE THIS PROPERTY.I*1047245For profit or not for profit: Name of outside business organization: Rental Property 4Investment related: NAddress of business: Mammoth Lakes, California, 93546Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/23/2022Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 I*1800366, Entity Type Entity Charitable, Name of OBA: MAD Academy Santa Barbara Address: Santa Barbara, CA, 93103 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/01/2024 No Hours: 2 monthly No Hours during trading: 0 Duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-17 |
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