Darin Carlton Mast

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 07/1998 → Present
  Merrill Lynch
  Houston, TX
• 05/2011 → Present
  Bank Of America, N.A.
  Houston, TX

Other Businesses

I*39134 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VICKNAIR MAST TAYLOR & ASSOC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1221 MCKINNEY, SUITE 3900 HOUSTON, TEXAS 77010 NATURE OF BUSINESS: OTHER,BUSINESS EXPENSES POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 11/19/2003 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MONEY FOR BUSINESS EXPENSE

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-31
• S63 Uniform Securities Agent State Law Examination
  1999-04-10

Other Names

• Darin C Mast