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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-20 |
| TX | RA | APPROVED | 1999-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 06/1998 | Present |
| Merrill Lynch | Houston | TX | 07/1998 | Present |
| Bank Of America, N.A. | Houston | TX | 05/2011 | Present |
I*39134 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VICKNAIR MAST TAYLOR & ASSOC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1221 MCKINNEY, SUITE 3900 HOUSTON, TEXAS 77010 NATURE OF BUSINESS: OTHER,BUSINESS EXPENSES POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 11/19/2003 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MONEY FOR BUSINESS EXPENSE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-10 |
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