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Eric Scott Wasmuth

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA

San Diego, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-03-09
CA RA APPROVED 1999-06-15
  • TX RA
    APPROVED
    Since 2006-03-09
  • CA RA
    APPROVED
    Since 1999-06-15

Branch Locations

1424 State St, Santa Barbara, CA 93101 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Barbara CA 06/1998 Present
Bank Of America, N.A. Santa Barbara CA 07/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-05-12
  • S66 Uniform Combined State Law Examination
    1999-05-12
Other Names
  • Scott Wasmuth
  • E. Wasmuth

View on SEC IAPD

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Other Offices

CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA
PLANMEMBER SECURITIES CORPORATION · SANTA BARBARA, CA

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