Richard J Marcellin

Current Employers

Employment History

• 01/2000 → Present
  Merrill Lynch Pierce Fenner & Smith Inc
  Santa Barbara, CA
• 07/2011 → Present
  Bank Of America, N.A.
  Santa Barbara, CA

Other Businesses

I*136783 For profit or not for profit: For-Profit Organization Name of outside business organization: RBCM Partners II, LLC Investment related: Y Address of business: Laguna Beach, California 92651 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 1/1/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is an entity created for family estate planning purposes. It's purpose is to hold and collect rental income for family real estate assets. The LLC structure is for enhanced liability protection. it will involve no additional time on my part I*44976 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WTM LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: DANA POINT, CALIFORNIA 92629 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 6/9/1999 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS LLC EXISTS AS AN OWNERSHIP ENTITY REAL ESTATE THAT IS LEASED ON A LONG TERM BASIS. THE ACCOUNT RECEIVES MONTHLY RENTAL CHECKS AND DISBURSES THOSE PROCEEDS TO VARIOUS MEMBERS OF MY EXTENDED FAMILY (PARENTS, SIBLINGS, COUSINS AND AN AUNT) (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RBCM INC. INVESTMENT RELATED: NO ADDRESS OF BUSINESS: SOUTH LAGUNA BEACH, CALIFORNIA 92651 NATURE OF BUSINESS: CORPORATION POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 05/01/1987 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 HOUR(S) MONTHLY DUTIES: THIS IS A FAMILY CORPORATION IN WHICH I AM A PASSIVE OWNER AND WITH A MINORITY INTEREST. I EXCERCISE NO POWERS AND NO INVOLVMENT IN DECISIONS. THIS ACCOUNT HAS BEEN DISCLOSED IN THE ACCOUNTS PORTION OF THE AIM SYSTEM SINCE I BECAME EMPLOYED AT MERRILL. Status: APPRVD I*136391 For profit or not for profit: For-Profit Organization Name of outside business organization: Still Hardcore Investment related: Address of business: Calimesa, California 92320 Nature of business: Sole Proprietorship, Compensation for Activity: Position, title, association: Family Held, Start date of relationship: 3/26/2021 Number of hours devoted: 30 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Collection and sales of Vintage music artist Merchandise I*1728323, Entity Type Fiduciary, Name of OBA: T J T TTEE for U Trust DTD 6-5-2013 Address: Las Vegas, Nevada, 89134 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 29-Feb-2024 No Hours: 1 weekly No Hours during trading: 0 Duties: I*5191280, Entity Type: Entity For Profit, Name of OBA: Banca Etxea LLC, Address: Santa Barbara, California, 93108, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 12/09/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: owner of the account, passive landlord receiving checks This LLC will receive rental income from a land lease on a commercial real estate property that I own an interest in. It will eventually replace my role in the WTM LLC accounts that are currently active (REDACTED) and serving this purpose.

Exams

• S66 Uniform Combined State Law Examination
  2000-06-01

Other Names

• Richard J. Marcellin