Josh N Macaluso

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Santa Barbara, CA
• 07/2011 → Present
  Bank Of America, N.A.
  Santa Barbara, CA

Other Businesses

I*130031For-Profit Name of outside business organization: dairy producers incInvestment related: NoAddress: santa barbara, CA 93116Position: OwnerStart date: 2/1/20201 hour monthly, 0 trading hoursDuties: this tenant bought C&D ventures, old tenant. dairy distributionI*101331ENTITY TYPE FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: RANCHO LOS VENADOSINVESTMENT RELATED: NoADDRESS OF BUSINESS: SANTA YNEZ, CA 93463POSITION, TITLE, ASSOCIATION: GENERAL PARTNERSTART DATE OF RELATIONSHIP: 12/15/2016NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OPENED UP LLC FOR LIABILITY REASONS AND HAVE HIRED SANTA YNEZ VACATION RENTALS TO SECURE RENTI*8572Entity Type: Rental PropertyName of outside business organization: ethnic breadsAddress of business: Goleta, CA 93110Position, title, association: Start date of relationship: 8/1/2018Number of hours devoted: 1 hourNumber of hours devoted during trading hours: 0I*8582Name of outside business organization: draughtsman aleworksAddress of business: Goleta, CA 93116Nature of business: Rental property Start date of relationship: 1/1/2016I*8581Name of outside business organization: storzAddress of business: Goleta, CA 93116Nature of business: rental propertyStart date of relationship: 1/1/2009I*8580 Name of outside business organization: motion xAddress of business: Goleta, CA 93116Nature of business: rental property Start date of relationship: 1/1/2010I*8574name: tj's carpetsaddress: Goleta, CA 93116Start date: 1/1/2015I*8943 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Goleta, CA 93116 Nature of business: Position, title, association: Start date:I*576277 For profit or not for profit: Name of outside business organization: Rental Property 3 Investment related: N Address of business: Goleta, CA, 93116 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members of rental propertyI*1084257For profit or not for profit: For Profit Name of OBA: casa borracha Investment related: N Address of business: Goleta, CA, 93117 Position, title, association: General Partner/Managing Member, Start date of relationship: 12/22/2022 Number of hours devoted: 5 hours Yearly Number of hours devoted during trading hours: 0 Duties: Real estate investment, residentialI*1516286For profit or not for profit: Entity For ProfitName of outside business organization: M. family partnershipInvestment related: NoAddress of business: Goleta, California, 93116Position, title, association: General Partner/Managing MemberStart date of relationship: 9/23/2023Number of hours devoted: 1 hour YearlyNumber of hours devoted during trading hours: 0Duties: Pass thru entity for ca state taxes, recommended by accountantI*: 2606288Entity Type: Rental Property Name of OBA: Rental Property 4Address: Goleta, CA 93117Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 08/01/2026Number of Hours: 1 hr mthyNumber of Hours during trading: 0Duties: Co-owner with other family members of rental property I*2813280 Entity Type: N/A Name of OBA: M. family trust Address:Goleta California Investment Related:No Position, Title, Association:N/A Start Date:9/01/2025 No Hours: 1 Monthly No Hours during trading:0 Duties:tenant sells roofing supplies

Exams

• S66 Uniform Combined State Law Examination
  2000-01-07

Other Names

• Josh Nicholas Macaluso