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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-30 |
Branch Locations
2501 Blankenbaker Pkwy, Louisville, KY 40299-2465 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Humana Inc | Louisville | KY | 06/2010 | 07/2017 |
| Silver Oak Securities Inc | Jackson | TN | 06/2017 | 07/2018 |
| Edward Jones | St Louis | MO | 04/2019 | 01/2026 |
| Self Employed | Goshen | KY | 01/2018 | 03/2019 |
| Ameriprise Financial Services, Llc | Louisville | KY | 01/2026 | Present |
Board of Directors; Kiwanis Club of Louisville Board; President; P.O. Box 965, , Louisville, KY, 40201; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Kiwanis Club of Louisville Foundation; Director as Club President; 9004 Peterborough Ct, , Louisville, KY, 40222; Not Investment-Related; 10/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Louisville Deaf Oral School Foundation; Trustee; 9004 Peterborough Ct, , Louisville, KY, 40222; Not Investment-Related; 01/01/2021; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-14 |
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