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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-07-01
  • MN RA
    APPROVED
    Since 2016-07-01

Branch Locations

1251 Town Centre Drive, Eagan, MN 55121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spire Credit Union Saint Paul MN 01/2014 Present
Infinex Investments, Inc. St. Paul MN 07/2016 Present
  • 01/2014 → Present
    Spire Credit Union
    Saint Paul, MN
  • 07/2016 → Present
    Infinex Investments, Inc.
    St. Paul, MN
Previous Registrations
  • 2014-07-07 → 2016-07-01
    Essex National Securities, Llc
    Eagan, MN
    St. Paul, MN
    Roseville, MN
    Napa, CA
    Woodbury, MN
    Eagan, MN
  • 2014-01-17 → 2014-07-24
    Securities America Advisors, Inc.
    St Paul, MN
  • 2005-12-13 → 2014-01-08
    Cuna Brokerage Services, Inc.
    St Paul, MN
    Apple Valley, MN
    Eagan, MN
    Apple Valley, MN
    Apple Valley, MN
Other Businesses

1) RENTAL PROPERTY - LAND LORD - LESS THAN 1% TIME SPENT - LOCATED AT 871 CROWN CIRCLE MENDOTA HEIGHTS, MN and in Fridley MN - BEGINNING 2010. Rent. Use a property management company. Own the property through as trust.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-10
  • S66 Uniform Combined State Law Examination
    2005-12-10
Other Names
  • Wendy Susan Bennett
  • Wendy Miletich
  • Wendy S Miletich

View on SEC IAPD

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