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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-09
  • MN RA
    APPROVED
    Since 2026-01-09

Branch Locations

1191 Northland Dr Ste 150, Mendota Hts, MN 55120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cri Lino Lakes MN 06/2019 09/2020
Pioneer Bank Mankato MN 01/2022 01/2024
Guide Wealth Partners Mankato MN 01/2024 08/2025
Student Forest Lake MN 09/2012 06/2019
Student Forest Lake MN 09/2020 01/2022
Ryan Patrick Gargaro Mendota Heights MN 09/2025 10/2025
Cetera Wealth Services Llc Mankato MN 01/2024 08/2025
Cetera Investment Advisors Llc Mankato MN 10/2024 08/2025
Ryan Gargaro Mendota Hts MN 10/2025 Present
Northwestern Mutual Investment Services Llc Mendota Hts MN 10/2025 Present
Agency Models And Talent Minniapolis MN 06/2026 Present
  • 06/2019 → 09/2020
    Cri
    Lino Lakes, MN
  • 01/2022 → 01/2024
    Pioneer Bank
    Mankato, MN
  • 01/2024 → 08/2025
    Guide Wealth Partners
    Mankato, MN
  • 09/2012 → 06/2019
    Student
    Forest Lake, MN
  • 09/2020 → 01/2022
    Student
    Forest Lake, MN
  • 09/2025 → 10/2025
    Ryan Patrick Gargaro
    Mendota Heights, MN
  • 01/2024 → 08/2025
    Cetera Wealth Services Llc
    Mankato, MN
  • 10/2024 → 08/2025
    Cetera Investment Advisors Llc
    Mankato, MN
  • 10/2025 → Present
    Ryan Gargaro
    Mendota Hts, MN
  • 10/2025 → Present
    Mendota Hts, MN
  • 06/2026 → Present
    Agency Models And Talent
    Minniapolis, MN
Previous Registrations
Other Businesses

1. MODEL, AGENCY MODELS AND TALENT, 323 WASHINGTON AVE, N, MINNEAPOLIS, , MINNESOTA, 55401, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 06/10/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MODEL. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-22
  • S66 Uniform Combined State Law Examination
    2024-10-22
Other Names
  • Rebecca Ann Anderson

View on SEC IAPD

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