Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1191 Northland Dr Ste 150, Mendota Hts, MN 55120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota State University Mankato Mankato MN 09/1995 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/1999 Present
Northwestern Mutual Life Ins Co Milwaukee WI 06/1999 09/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2017 09/2023
Minnesota Stars Inver Grove Heights MN 06/2020 Present
Thomas Patnode Mendota Hts MN 10/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2023 Present
  • 09/1995 → Present
    Minnesota State University Mankato
    Mankato, MN
  • 05/1999 → Present
    Milwaukee, WI
  • 06/1999 → 09/2023
    Northwestern Mutual Life Ins Co
    Milwaukee, WI
  • 02/2017 → 09/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2020 → Present
    Minnesota Stars
    Inver Grove Heights, MN
  • 10/2023 → Present
    Thomas Patnode
    Mendota Hts, MN
  • 10/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. COACH, MINNESOTA STARS, 5790 BLACKSHIRE PATH, INVER GROVE HEIGHTS, , MINNESOTA, 55076, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 6/8/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, YOUTH AAU BASKETBALL COACH 3. PRESIDENT, RICHFIELD SPARTAN FOUNDATION, INC, 7229 CLINTON AVE, RICHFIELD, , MINNESOTA, 55423, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 4/1/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, RECENTLY APPOINTED PRESIDENT ON 4/1/2021; PRIOR WAS A GENERAL BOARD MEMBER

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-23
  • S63 Uniform Securities Agent State Law Examination
    1999-09-23
Designations
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Mendota Hts, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor