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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1191 Northland Dr Ste 150, Mendota Hts, MN 55120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota State University Mankato Mankato MN 09/1995 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/1999 Present
Northwestern Mutual Life Ins Co Milwaukee WI 06/1999 09/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2017 09/2023
Minnesota Stars Inver Grove Heights MN 06/2020 Present
Thomas Patnode Mendota Hts MN 10/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2023 Present
  • 09/1995 → Present
    Minnesota State University Mankato
    Mankato, MN
  • 05/1999 → Present
    Milwaukee, WI
  • 06/1999 → 09/2023
    Northwestern Mutual Life Ins Co
    Milwaukee, WI
  • 02/2017 → 09/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2020 → Present
    Minnesota Stars
    Inver Grove Heights, MN
  • 10/2023 → Present
    Thomas Patnode
    Mendota Hts, MN
  • 10/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. COACH, MINNESOTA STARS, 5790 BLACKSHIRE PATH, INVER GROVE HEIGHTS, , MINNESOTA, 55076, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 6/8/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, YOUTH AAU BASKETBALL COACH 3. PRESIDENT, RICHFIELD SPARTAN FOUNDATION, INC, 7229 CLINTON AVE, RICHFIELD, , MINNESOTA, 55423, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 4/1/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, RECENTLY APPOINTED PRESIDENT ON 4/1/2021; PRIOR WAS A GENERAL BOARD MEMBER

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-23
  • S63 Uniform Securities Agent State Law Examination
    1999-09-23
Designations

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