Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-05
  • MN RA
    APPROVED
    Since 2013-11-05

Branch Locations

1191 Northland Dr Ste 150, Mendota Hts, MN 55120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/2000 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2000 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 05/2000 → Present
    Milwaukee, WI
  • 05/2000 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TWO RIGHTS & A LEFT, 417 N. 3RD ST, MARSHALL MW 56258, PARTNER 7.5%, 417 N 3RD ST, MARSHALL, , MINNESOTA, 56258, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 12/20/2010, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RUN TO THE BIRDS WHEN THEY ARE SHOT 3. PARTNER, SCS PARTNERSHIP, FAMILY MONEY MANAGEMENT, NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/25/2001, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT IN FAMILY MONEY MANAGEMENT SCS PARTNERSHIP

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-08
  • S63 Uniform Securities Agent State Law Examination
    2000-07-08
Designations
  • Certified Financial Planner
Other Names
  • Mike Brian Hoffman

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Mendota Hts, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor