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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1191 Northland Dr Ste 150, Mendota Hts, MN 55120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment | Appleton | WI | 05/2017 | 08/2021 |
| Duluth Trading Company | Belleville | WI | 05/2015 | 05/2017 |
| Baune Financial | Mendota Hts | MN | 08/2021 | 08/2021 |
| Bradley Baune | Mendota Hts | MN | 08/2021 | Present |
| Northwestern Mutual Investment Services Llc | Mendota Hts | MN | 09/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2021 | Present |
| Kyle Baune | Mendota Hts | MN | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-15 |
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