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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-31 |
Branch Locations
St Petersburg, FL • United States
1191 Northland Dr Ste 150, Mendota Hts, MN 55120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mankato State University | Mankato | MN | 09/1984 | Present |
| Northwestern Mutual Life | Mankato | MN | 01/1987 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 09/1988 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Edina | MN | 04/2010 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED. 2. 19.30% OWNER, RIVERFRONT HOTEL LLC, MAYOWOOD ROAD SW, ROCHESTER, , MINNESOTA, 55902, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/15/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ONLY A FINANCIAL INVESTOR 3. <10% OWNER, TPS ROCHESTER 1 LLC, 2519 COMMERCE DRIVE NW, SUITE 200, ROCHESTER, , MINNESOTA, 55901, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/3/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE/PASSIVE INVESTOR 4. PRESIDENT, BUFFALO LAKE, LLC, MARYSVILLE TOWNSHIP, , MINNESOTA, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/3/2011, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LAND DEVELOPMENT IN THE FUTURE 5. PRESIDENT, BUFFALO LAKE, LLC, MARYSVILLE TOWNSHIP, , MINNESOTA, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/3/2011, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LAND DEVELOPMENT IN THE FUTURE 6. <10% OWNER, 16TH ST. SW AND MAYOWOOD ROAD SW , 16TH ST. SW AND MAYOWOOD ROAD SW, ROCHESTER, , MINNESOTA, 55901, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/22/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NOTHING BUT PASSIVE INVESTMENT 7. 100% OWNER, MME TEAM, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/03/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 8. 100% OWNER, LAND, MARYSVILLE TOWNSHIP, , MINNESOTA, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/23/2011, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT IN REAL ESTATE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-20 |
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