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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29

Branch Locations

95 Glastonbury Blvd, Suite 210, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors East Hartford CT 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Glastonbury Sport Photography Glastonbury CT 11/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Reed Financial Planning Services, Llc Glastonbury CT 01/2014 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    East Hartford, CT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2022 → Present
    Glastonbury Sport Photography
    Glastonbury, CT
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2014 → Present
    Reed Financial Planning Services, Llc
    Glastonbury, CT
Previous Registrations
  • 2011-01-03 → 2021-06-09
    Windsor, CT
    East Hartford, CT
    Windsor, CT
    Windsor, CT
    Windsor, CT
    Glastonbury, CT
  • 2006-07-14 → 2011-01-03
    Voya Financial Partners, Llc
    Glastonbury, CT
    Windsor, CT
Other Businesses

1)NAME OF ENTITY: REED FINANCIAL PLANNING SERVICES, LLC; YES; SAME AS REGISTERED ADDRESS; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 8/1/2014; 160; 160; SALE OF FIXED INSURANCE, SECURITY, AND INVESTMENT PRODUCTS; 2)NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; SAME AS REGISTERED ADDRESS, FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/12/2014; 40; 40; SELL OF FIXED INSURANCE PRODUCTS; 3) NAME OF OTHER BUSINESS: GLASTONBURY SPORTS PHOTOGRAPHY; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PHOTOGRAPHY; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PHOTOGRAPH KIDS SPORTING EVENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-28
S63 Uniform Securities Agent State Law Examination 1999-11-26
  • S66 Uniform Combined State Law Examination
    2006-06-28
  • S63 Uniform Securities Agent State Law Examination
    1999-11-26
Other Names
  • Scott Whiteman Reed

View on SEC IAPD

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