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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2013-03-01
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2013-03-01

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch White Plains NY 09/2000 Present
Bank Of America, N.A. White Plains NY 12/2009 Present
  • 09/2000 → Present
    Merrill Lynch
    White Plains, NY
  • 12/2009 → Present
    Bank Of America, N.A.
    White Plains, NY
Other Businesses

I*29658 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 82 EAST 208TH STREET LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 82 EAST 208TH STREET, BRONX, NEW YORK 10467 NATURE OF BUSINESS: OTHER,LLC POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 4/1/2009 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY SIBLINGS AND I OWN A RENTAL PROPERTY IN THE BRONX THAT WE MANAGE COLLECTIVELY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-27
  • S66 Uniform Combined State Law Examination
    2000-11-27

View on SEC IAPD

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