Mary Jane Volfson

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-03
NY	RA	APPROVED	2024-03-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	White Plains	NY	03/2006	09/2022
Bank Of America, N.A.	White Plains	NY	03/2022	09/2022
First Republic Securities Company, Llc	White Plains	NY	09/2022	09/2023
First Republic Investment Management, Inc.	White Plains	NY	09/2022	Present
J.P. Morgan Securities Llc	West Harrison	NY	09/2023	Present
Jpmorgan Chase Bank, N.A.	West Harrison	NY	10/2023	Present

03/2006 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY
03/2022 → 09/2022

Bank Of America, N.A.

White Plains, NY
09/2022 → 09/2023

First Republic Securities Company, Llc

White Plains, NY
09/2022 → Present

First Republic Investment Management, Inc.

White Plains, NY
09/2023 → Present

J.P. Morgan Securities Llc

West Harrison, NY
10/2023 → Present

Jpmorgan Chase Bank, N.A.

West Harrison, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-01

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