Best Investors Account Sign in

Daniel Sirota

J.P. Morgan Securities LLC

White Plains, NY

New Rochelle, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-16
TX RA APPROVED 2024-04-16
  • NY RA
    APPROVED
    Since 2024-04-16
  • TX RA
    APPROVED
    Since 2024-04-16

Branch Locations

925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States

New Rochelle, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 06/2001 09/2022
Bank Of America, N.A. White Plains NY 12/2009 09/2022
First Republic Securities Company, Llc White Plains NY 09/2022 09/2023
First Republic Investment Management, Inc. White Plains NY 09/2022 Present
J.P. Morgan Securities Llc West Harrison NY 09/2023 Present
Jpmorgan Chase Bank, N.A. West Harrison NY 10/2023 Present
  • 06/2001 → 09/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    White Plains, NY
  • 12/2009 → 09/2022
    Bank Of America, N.A.
    White Plains, NY
  • 09/2022 → 09/2023
    First Republic Securities Company, Llc
    White Plains, NY
  • 09/2022 → Present
    First Republic Investment Management, Inc.
    White Plains, NY
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    West Harrison, NY
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-13
  • S66 Uniform Combined State Law Examination
    2001-07-13
Other Names
  • Daniel Simon Sirota
  • Daniel Simon Sirota

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
FOREPONT CAPITAL LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC
SUMMIT FINANCIAL, LLC
OSAIC WEALTH, INC.
TD PRIVATE CLIENT WEALTH LLC

Other Investors

Michael Nelson
Erik Mark Vietz
MARY JANE VOLFSON
Dominick Curra
PATRICK RYAN HENRY
ADAM HANDALY
CHRISTOPHER THOMAS FOSTER
Crista Tucker

Other Offices

CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · West Harrison, NY
FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY
SUMMIT FINANCIAL, LLC · WHITE PLAINS, NY

More in White Plains, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor