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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-02
NY RA APPROVED 2026-06-01
  • TX RA
    APPROVED
    Since 2026-06-02
  • NY RA
    APPROVED
    Since 2026-06-01

Branch Locations

925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank New York NY 04/2010 03/2018
J.P. Morgan Securities Llc New York NY 10/2012 01/2018
J.P. Morgan Securities Llc West Harrison NY 01/2026 Present
Jpmorgan Chase Bank, N.A. West Harrison NY 03/2018 Present
Other Businesses

Effective 1/16/2026 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-01
S63 Uniform Securities Agent State Law Examination 2005-10-19
  • S66 Uniform Combined State Law Examination
    2026-06-01
  • S63 Uniform Securities Agent State Law Examination
    2005-10-19
Other Names
  • Erik Mark Vietz
  • Erik M Vietz

View on SEC IAPD

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