Michael Nelson

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1998 → 09/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
• 11/2009 → 09/2022
  Bank Of America, N.A.
  White Plains, NY
• 09/2022 → 09/2023
  First Republic Securities Company, Llc
  White Plains, NY
• 09/2022 → Present
  First Republic Investment Management, Inc.
  White Plains, NY
• 09/2023 → Present
  J.P. Morgan Securities Llc
  West Harrison, NY
• 12/2023 → Present
  615 Hall Llc
  Yorktown Heights, NY
• 12/2023 → Present
  745 Iris Llc
  Yorktown Heights, NY
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  West Harrison, NY
• 10/2024 → Present
  301 S Gulfview Blvd Llc
  Yorktown Heights, NY
• 10/2024 → Present
  20040 Gulf Blvd 504 Llc
  Yorktown Heights, NY
• 09/2025 → Present
  3101 Bayshore Blvd Llc
  Yorktown Heights, NY

Previous Registrations

• 2022-09-23 → 2025-03-20
  J.P. Morgan Private Wealth Advisors Llc
  White Plains, NY
  White Plains, NY
• 2001-02-23 → 2022-09-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
  White Plains, NY
  Greenwich, CT
  Ridgefield, CT
  White Plains, NY
  White Plains, NY

Other Businesses

Entity Name: 3101 Bayshore Blvd LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/29/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental Property Entity Name: 20040 Gulf Blvd 504 LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/14/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: rental property Entity Name: 301 S gulfview blvd LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/08/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental Property Entity Name: 745 Iris LLC Investment related: No Address: Yorktown Heights NY 10598 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/06/2023 Approximate # of hours a week 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental Property Entity Name: 615 Hall LLC Investment related: No Address: Yorktown Heights NY 10598 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/20/2023 Approximate # of hours a week 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental Property 1) Rental Property Investment related: Address of business: Indian Shores, Florida 33785 Nature of business: Position, title, association: Start date of relationship: 10/23/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 2) Name and address: 46 Upland LLC, 745 Iris Court, Yorktown Heights NY, 10598 Investment-related: No Nature of Business: LLC set up to hold an investment property. Position: Owner | Member of LLC Description of duties: Owner | Member of LLC Start Date: 10/24/2022 Approx number of hour each month: 1 Number of hours during trading: 0

Exams

• S66 Uniform Combined State Law Examination
  1999-07-09

Designations

• Certified Financial Planner

Other Names

• Mike Nelson
• Michael Thomas Nelson