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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-18
LA RA APPROVED 2015-03-30
NC RA APPROVED 2015-03-30
TX RA APPROVED_RES 2015-03-30
OH RA APPROVED 2015-03-26
WA RA APPROVED 2005-10-07
  • CA RA
    APPROVED
    Since 2023-08-18
  • LA RA
    APPROVED
    Since 2015-03-30
  • NC RA
    APPROVED
    Since 2015-03-30
  • TX RA
    APPROVED_RES
    Since 2015-03-30
  • OH RA
    APPROVED
    Since 2015-03-26
  • WA RA
    APPROVED
    Since 2005-10-07

Branch Locations

925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States

1301 2Nd Avenue, Seattle, WA 98101 • United States

Bellevue, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Seattle WA 10/2010 Present
J.P. Morgan Securities Llc Seattle WA 10/2008 Present
Previous Registrations
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-28
  • S66 Uniform Combined State Law Examination
    2002-05-28

View on SEC IAPD

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