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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
MT RA APPROVED 2015-07-15
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • MT RA
    APPROVED
    Since 2015-07-15
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503 • United States

Hamilton, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Hamilton MT 01/2016 Present
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2016 → Present
    Hamilton, MT
Previous Registrations
Other Businesses

*371450 - The Outpost; Investment related Yes; Hamilton, MT; Airbnb rental; (proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 0; After business hours: 1;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-21
S63 Uniform Securities Agent State Law Examination 1987-02-25
  • S65 Uniform Investment Adviser Law Examination
    1992-09-21
  • S63 Uniform Securities Agent State Law Examination
    1987-02-25
Other Names
  • Robert Miller

View on SEC IAPD

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