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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Manhattan Beach | CA | 07/2014 | 08/2021 |
| Wells Fargo Advisors, Llc | Manhattan Beach | CA | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Manhattan Beach | CA | 11/2016 | 08/2021 |
| Charles Schwab & Co., Inc. | Torrance | CA | 11/2021 | Present |
| Charles Schwab Bank, Ssb | Torrance | CA | 11/2021 | Present |
| N/A | Lawndale | CA | 08/2021 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-29 |
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