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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank | Torrance | CA | 03/2013 | Present |
| Charles Schwab & Co., Inc. | Torrance | CA | 03/2013 | Present |
1) CA Notary Public | Investment Related:No|23170 Hawthorne Blvd.|Torrance|CA|90503||Government|CA Notary Public|2/17/2017|Varies|1|To serve the public as an impartial witness in performing a variety of official fraud-deterrent acts related to the signing of important documents.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-14 |
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