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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| CA | RA | APPROVED | 2011-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mt. High Ski Resort | Wrightwood | CA | 11/1999 | Present |
| Charles Schwab & Co., Inc. | Torrance | CA | 06/2010 | Present |
| Charles Schwab Bank, Ssb | Torrance | CA | 06/2010 | Present |
1) MOUNTAIN HIGH SKI RESORT, WRIGHTWOOD, CALIFORNIA; 11/01/2009, WINTER SPORTS, NOT INVESTMENT RELATED, SKI INSTRUCTOR, DESIGN AND IMPLEMENT INDIVIDUALIZED LEARNING PROGRAMS FOR SKIING STUDENTS, BETWEEN 20-40 HOURS PER MOONTH, 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-25 |
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