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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lbs Financial Credit Union | Long Beach | CA | 09/2011 | 11/2019 |
| Lpl Financial Llc | Long Beach | CA | 09/2014 | 11/2019 |
| Charles Schwab & Co., Inc. | Torrance | CA | 11/2019 | Present |
| Charles Schwab Bank | Torrance | CA | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-01 |
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