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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Torrance | CA | 07/2014 | Present |
| Charles Schwab Bank | Torrance | CA | 07/2014 | Present |
1) West Village Board HOA | Investment Related:No|20615 Amie Avenue 104|Torrance|CA|90503|USA|Other|Treasurer|12/4/2017|Less than 20|0|Review annual budget, cost of gardener, trash collection, building maintenance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-30 |
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