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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Santa Monica | CA | 05/2015 | 11/2018 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 11/2018 |
| Bancwest Investment Services, Inc. | Pico Rivera | CA | 04/2019 | 01/2020 |
| Unemployed | Pico Rivera | CA | 11/2018 | 04/2019 |
| Bank Of The West | Pico Rivera | CA | 04/2019 | 01/2020 |
| Td Ameritrade | Irvine | CA | 01/2020 | 06/2024 |
| Charles Schwab & Co., Inc. | Torrance | CA | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Torrance | CA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-05 |
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