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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-15 |
| IL | RA | APPROVED | 2023-03-13 |
| CA | RA | APPROVED | 2023-03-09 |
| CO | RA | APPROVED | 2023-03-09 |
Branch Locations
1155 Canyon Blvd Suite 210, Boulder, CO 80302 • United States
1325 Dry Creek Drive Suite 203 [Satellite], Longmont, CO 80503 • United States
Arvada, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Boulder | CO | 12/2014 | 12/2022 |
| Wells Fargo Advisors Financial Network, Llc | Boulder | CO | 03/2023 | Present |
| Wells Fargo Clearing Services, Llc | Arvada | CO | 01/2023 | 02/2023 |
| Retired | Boulder | CO | 02/2023 | 03/2023 |
ASCENT WEALTH PARTNERS, LLC, INV RELATED, BOULDER, CO, 17% OWNERSHIP, START: 3/10/2023, 40 HRS/MONTH, 40 HRS DURING TRADING, FINET PRACTICE. JAMES E. JOHNSON AWP, LLC, INV RELATED, BOULDER, CO, 100% OWNERSHIP, START: 3/10/2023, 40 HRS/MONTH, 40 HRS DURING TRADING, PASS THROUGH FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-05 |
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