Ken Joseph Mazzie

Current Employers

Employment History

• 01/2003 → 09/2025
  Avantax Investment Services, Inc.
  Palm Coast, FL
• 10/2004 → 09/2025
  Avantax Advisory Services
  Palm Coast, FL
• 01/2003 → Present
  Mazzie & Co Llc
  Palm Coast, FL
• 12/2005 → 09/2025
  Avantax Insurance Agency
  Palm Coast, FL
• 07/2024 → Present
  Estate Of Vincent Mazzie
  Palm Coast, FL
• 08/2025 → Present
  Cetera Investment Advisers Llc
  Scaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Palm Coast, FL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Palm Coast, FL

Previous Registrations

• 2004-11-09 → 2025-09-05
  Avantax Advisory Services
  Wayne, NJ
  Palm Coast, FL
  Palm Coast, FL
  Palm Coast, FL
• 1998-01-05 → 2002-12-31
  Cadaret, Grant & Co., Inc.
  W. Caldwell, NJ

Other Businesses

1) Fiduciary Appointment-Trustee 11554 Seminole Rd~Dunnellon~FL~34431~8/15/1990~5hrs~2hrs~manage family trust. 2) Ken Mazzie 109 Edward Dr~Palm Coast~FL~32164~Independent Insurance Agent~Insurance Sales Agent~2/1/2003~5hrs~0hrs~insurance sales. 3) KEN J MAZZIE CPA; POSITION: Accountant/Bookkeeper NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2003; ADDRESS: 32 Buttonworth DR, Palm Coast FL 32135, US; tax preparation and accounting. 4) MAZZIE GROUP TRUST; POSITION: Trustee NATURE: Trustee for family trust INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/15/1990; 57 Green Circle, Palm Coast FL 32164, US; manage family trust. 5) MAZZIE & CO LLC; POSITION: Tax Preparation/Accounting NATURE: Accounting/Bookkeeping (No Tax Preparation) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/13/2003; 32 Buttonworth Drive, Palm Coast FL 32137, US; tax and accounting. 6) NAME OF OTHER BUSINESS: MAZZIE & CO LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREP; START DATE: 6/1983; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION; 7) NAME OF OTHER BUSINESS: KEN MAZZIE; INVESTMENT RELATED: NO; ADDRESS: 57 GREEN CIRCLE, PALM COAST, FL 32164; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECTING RENT;

Exams

• S66 Uniform Combined State Law Examination
  2004-08-27
• S63 Uniform Securities Agent State Law Examination
  2000-11-16