Kay Chere Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 12/2017
  Unemployed
  Palm Coast, FL
• 12/2017 → 06/2018
  Lpl Financial, Llc
  Palm Coast, FL
• 06/2018 → 09/2019
  Unemployed
  Palm Coast, FL
• 09/2019 → Present
  Lpl Financial Llc
  Palm Coast, FL

Previous Registrations

• 2017-12-21 → 2018-07-06
  Lpl Financial Llc
  Palm Coast, FL
• 2015-06-02 → 2015-12-31
  American Portfolios Advisors, Inc
  Holbrook, NY
  St. Augustine, FL
• 2012-10-25 → 2013-05-30
  Raymond James & Associates, Inc.
  Daytona Beach, FL
• 2010-09-01 → 2012-07-31
  Citigroup Global Markets Inc.
  Boca Raton, FL
  Long Island City, NY
  Boca Raton, FL
• 2005-09-30 → 2010-08-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Weston, FL
  Weston, FL
• 2005-01-19 → 2005-03-10
  Invest Financial Corporation
  Palatka, FL

Other Businesses

1) 9/3/2019 - DBA for LPL Business (entity for LPL business) - Alliance Financial Partners, Inc. - Investment Related - Palm Coast, FL 2) 9/3/2019 - Monat Global - Direct Sales - Not Investment Related - 3450 NW 115th Ave, Doral, FL 33178

Exams

• S66 Uniform Combined State Law Examination
  2005-01-14

Other Names

• Kay Chere Robinson
• Kay Chere Robinson