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Dennis James William Cowell

Wells Fargo Clearing Services, LLC

Palm Coast, FL

Jacksonville, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-08
  • FL RA
    APPROVED
    Since 2021-02-08

Branch Locations

222 Palm Coast Pkwy Ne, Palm Coast, FL 32137 • United States

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Palm Coast, FL 09/2013 Present
Wells Fargo Clearing Services, Llc Palm Coast FL 06/2018 Present
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, STATE OF FLORIDA, START 4/1/2019, 20 HOURS PER MONTH, 5 HOURS DURING TRADING, NOTARIZING DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2018-09-10
  • S66 Uniform Combined State Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2018-09-10
Other Names
  • Dennis Jameswilliam Cowell

View on SEC IAPD

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NOBLE GANARDHANAN
KAY CHERE SMITH
DAVID LEE FOWLER

Other Offices

TRUIST ADVISORY SERVICES, INC. · PALM COAST, FL
J.P. MORGAN SECURITIES LLC · Palm Coast, FL
PNC WEALTH MANAGEMENT LLC · PALM COAST, FL
LPL FINANCIAL LLC · PALM COAST, FL
AMERIPRISE FINANCIAL SERVICES, LLC · PALM COAST, FL
CETERA INVESTMENT ADVISERS LLC · PALM COAST, FL
EDWARD JONES · Palm Coast, FL
WELLS FARGO CLEARING SERVICES, LLC · PALM COAST, FL

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