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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-02-08 |
Branch Locations
222 Palm Coast Pkwy Ne, Palm Coast, FL 32137 • United States
1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Palm Coast, | FL | 09/2013 | Present |
| Wells Fargo Clearing Services, Llc | Palm Coast | FL | 06/2018 | Present |
NOTARY PUBLIC, NOT INV RELATED, STATE OF FLORIDA, START 4/1/2019, 20 HOURS PER MONTH, 5 HOURS DURING TRADING, NOTARIZING DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-10 |
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