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Duane Charles Lasher

Wells Fargo Clearing Services, LLC

Palm Coast, FL

Jacksonville, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-20
  • FL RA
    APPROVED
    Since 2021-10-20

Branch Locations

222 Palm Coast Pkwy Ne, Palm Coast, FL 32137 • United States

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Palm Coast FL 03/2013 Present
Wells Fargo Advisors Llc Palm Coast FL 01/2014 11/2016
Wells Fargo Clearing Services, Llc Palm Coast FL 11/2016 Present
  • 03/2013 → Present
    Wachovia Bank, N.A.
    Palm Coast, FL
  • 01/2014 → 11/2016
    Wells Fargo Advisors Llc
    Palm Coast, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Palm Coast, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-28
S63 Uniform Securities Agent State Law Examination 1998-09-02
  • S66 Uniform Combined State Law Examination
    2020-11-28
  • S63 Uniform Securities Agent State Law Examination
    1998-09-02
Other Names
  • Duane Lasher

View on SEC IAPD

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KAY CHERE SMITH
DAVID LEE FOWLER

Other Offices

TRUIST ADVISORY SERVICES, INC. · PALM COAST, FL
J.P. MORGAN SECURITIES LLC · Palm Coast, FL
PNC WEALTH MANAGEMENT LLC · PALM COAST, FL
LPL FINANCIAL LLC · PALM COAST, FL
AMERIPRISE FINANCIAL SERVICES, LLC · PALM COAST, FL
CETERA INVESTMENT ADVISERS LLC · PALM COAST, FL
EDWARD JONES · Palm Coast, FL
WELLS FARGO CLEARING SERVICES, LLC · PALM COAST, FL

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