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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Maitland | FL | 11/2016 | 08/2018 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 01/2020 | Present |
| Wachovia Bank, N.A. | Maitland | FL | 06/2002 | 08/2018 |
| Wells Fargo Advisors Llc | Maitland | FL | 12/2010 | 11/2016 |
| Suntrust Investment Services Inc | Atlanta | GA | 08/2018 | Present |
| Suntrust Bank | Palm Coast | GA | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-25 |
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