Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-25
FL RA APPROVED 2021-10-21
  • TX RA
    APPROVED_RES
    Since 2022-03-25
  • FL RA
    APPROVED
    Since 2021-10-21

Branch Locations

214 Palm Coast Pkwy Ne, Palm Coast, FL 32137 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc New Windsor NY 08/2015 10/2016
New York Life Insurance Co New Windsor NY 12/2014 10/2016
Jp Morgan Chase Bank Ormond Beach FL 10/2016 10/2021
Jp Morgan Securities Llc Ormond Beach FL 10/2016 10/2021
Jpmorgan Chase Bank, N.A. Palm Coast FL 10/2021 Present
  • 08/2015 → 10/2016
    Nylife Securities Llc
    New Windsor, NY
  • 12/2014 → 10/2016
    New York Life Insurance Co
    New Windsor, NY
  • 10/2016 → 10/2021
    Jp Morgan Chase Bank
    Ormond Beach, FL
  • 10/2016 → 10/2021
    Ormond Beach, FL
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Palm Coast, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-30
S63 Uniform Securities Agent State Law Examination 2016-05-03
  • S66 Uniform Combined State Law Examination
    2021-09-30
  • S63 Uniform Securities Agent State Law Examination
    2016-05-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Palm Coast, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor