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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| NJ | RA | APPROVED | 2022-12-05 |
| NC | RA | APPROVED | 2022-12-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rockaway | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chatham | NC | 11/2016 | 12/2022 |
| Wells Fargo Advisors Financial Network, Llc | Chatham | NJ | 12/2022 | Present |
Orange Sunshine Publishing Co; Non-Inv related; Hackettstown NJ; write children's books; 85% Ownership; Start Date 12/29/2025; 10 hrs during month; 0 during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-03-03 |
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