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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-26 |
| NJ | RA | APPROVED | 2022-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 04/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 05/2022 |
| Wells Fargo Advisors Financial Network, Llc | Chatham | NJ | 05/2022 | Present |
MAXPENN; INV. RELATED; ROSLYN HEIGHTS,NY; 100% OWNERSHIP; START DATE 04/01/2022; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 8; S CORP FOR FINET PRACTICE. BLB REAL ESTATE LLC; NOT INV RELATED; NEW YORK, NY; REFERRER; START 05/31/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; REFERRER FOR INTERNET SERVICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-08 |
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