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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-18
  • FL RA
    APPROVED
    Since 2024-10-18

Branch Locations

2385 Nw Executive Center Dr Ste 260 [Satellite], Boca Raton, FL 33431 • United States

19 Center St, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boca Raton FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Boca Raton FL 11/2016 11/2023
Wells Fargo Advisors Financial Network, Llc Boca Raton FL 11/2023 Present
Other Businesses

FRESH GIRLS LLC; NOT INV RELATED, BOCA RATON, FL, 50% OWNERSHIP, START 10/05/2020, 5 HOURS PER MONTH, 0 HOURS DURING TRADING, SALES AND MARKETING OF TOXIN FREE SKINCARE. SISTERHOOD OF TEMPLE BETH EL: NOT INV RELATED; BOCA RATON, FL; START 06/01/2024; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; TRACK BUDGETS FOR THE ORGANIZATIONS EVENTS THROUGHOUT THE YEAR,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-21
  • S66 Uniform Combined State Law Examination
    2024-03-21
Other Names
  • Susan Faith Heltzer
  • Susan Faith Peal
  • Susan Faith Goldberg
  • Susie Faith Goldberg

View on SEC IAPD

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