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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-14
TX RA APPROVED_RES 2022-09-09
  • FL RA
    APPROVED
    Since 2022-09-14
  • TX RA
    APPROVED_RES
    Since 2022-09-09

Branch Locations

5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States

Clermont, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Fort Lauderdale FL 12/2013 11/2016
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 11/2016 09/2022
Ameriprise Financial Services, Llc Fort Lauderdale FL 09/2022 Present
Previous Registrations
  • 2013-12-03 → 2022-09-15
    Fort Lauderdale, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
  • 2008-04-25 → 2014-01-06
    Pompano Beach, FL
    Pompano Beach, FL
    Wellington, FL
    Fort Lauderdale, FL
    Pompano Beach, FL
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-19
  • S66 Uniform Combined State Law Examination
    2008-04-19
Other Names
  • Thomas Jethro Darden
  • Thomas Jethro Darden

View on SEC IAPD

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