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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-16
FL RA APPROVED 2006-08-08
  • TX RA
    APPROVED_RES
    Since 2013-07-16
  • FL RA
    APPROVED
    Since 2006-08-08

Branch Locations

5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plantation FL 06/2006 03/2020
Ameriprise Financial Services, Llc Boca Raton FL 03/2020 Present
Other Businesses

Business Ownership; Smartbite Vending Services, LLC; Co-owner; Retail; 8108 Viadana Bay Avenue, , Boynton Beach, FL, 33473; Not Investment-Related; 09/16/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-05
  • S66 Uniform Combined State Law Examination
    2006-08-05
Other Names
  • Barbara Bloom
  • Barbara Ruth Bloom
  • Barbara Ruth Vargas
  • Barbara Ruth Vargas

View on SEC IAPD

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