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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-09-18 |
| FL | RA | APPROVED | 2023-09-15 |
| TX | RA | APPROVED | 2023-09-14 |
Branch Locations
2385 Nw Executive Center Dr Ste 260 [Satellite], Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Aventura | FL | 08/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Aventura | FL | 11/2016 | 09/2023 |
| Wells Fargo Advisors Financial Network, Llc | Chatham | NJ | 09/2023 | Present |
EMES WEALTH MANAGEMENT LLC; INV RELATED; BOCA RATON, FL; 100% OWNERSHIP; START 09/18/2023. 150 HOURS PER MONTH; 8 HOURS DURING TRADING; TRASITIONING TO FINET PRACTICE. EMES WEALTH MANAGEMENT LLC; INV RELATED; PARKLAN, FL; 100% OWNERSHIP; START DATE 7/7/2023; 40 HOURS PER MONTH; 8 HOURS DUIRNG TRADING; FINET PRACTICE EXPENSES. EMTEE INSPECTIONS, LLC; INV RELATED; PARKLAND,FL; 25% OWNERSHIP; -; START DATE: 01/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-01 |
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