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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-28 |
Branch Locations
5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sicilian Oven | Boca Raton | FL | 07/2020 | 07/2024 |
| Nordstrom E-Bar | Boca Raton | FL | 04/2020 | 07/2020 |
| Starbucks | Boca Raton | FL | 06/2018 | 04/2020 |
| Boca Raton Community Highschool | Boca Raton | FL | 08/2016 | 05/2020 |
| Boca Christian School | Boca Raton | FL | 08/2014 | 05/2016 |
| Oppenheimer & Co. Inc. | Boca Raton | FL | 07/2024 | 10/2024 |
| Oppenheimer & Co. Inc. | Boca Raton | FL | 10/2024 | 10/2025 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-20 |
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