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Jesse M Miles

Ameriprise Financial Services, LLC

Boca Raton, FL

Boynton Beach, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-02
TX RA APPROVED_RES 2021-09-01
  • FL RA
    APPROVED
    Since 2021-09-02
  • TX RA
    APPROVED_RES
    Since 2021-09-01

Branch Locations

5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States

Boynton Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Boca Raton FL 04/2015 11/2016
Wells Fargo Clearing Services, Llc Boca Raton FL 11/2016 09/2021
Ameriprise Finaincial Services, Llc Boca Raton FL 09/2021 Present
  • 04/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Boca Raton, FL
  • 11/2016 → 09/2021
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
  • 09/2021 → Present
    Ameriprise Finaincial Services, Llc
    Boca Raton, FL
Previous Registrations
  • 2015-04-06 → 2021-09-08
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
  • 2009-06-01 → 2015-04-15
    Morgan Stanley
    Boca Raton, FL
    Coral Springs, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Coral Springs, FL
    Greenwich, CT
  • 2004-09-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Greenwich, CT
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-10
  • S66 Uniform Combined State Law Examination
    2004-09-10
Other Names
  • Jesse Milane Miles
  • Jesse Mclane Miles
  • Jesse M Miles Jr
  • Jesse M Miles
  • Jesse M Miles Jr.
  • Jesse Mclane Miles

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL

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