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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-24
TX RA APPROVED 2023-08-24
  • NY RA
    APPROVED
    Since 2023-08-24
  • TX RA
    APPROVED
    Since 2023-08-24

Branch Locations

485 Madison Ave 6Th Floor [Satellite], New York, NY 10022 • United States

19 Center St, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 08/2012 08/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2023
Wells Fargo Advisors Financial Network, Llc New York NY 08/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 08/2012 → 08/2023
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → 08/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2023 → Present
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-09-01
  • S63 Uniform Securities Agent State Law Examination
    1987-09-01

View on SEC IAPD

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