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Jason Harris

Wells Fargo Advisors Financial Network, LLC

Chatham, NJ

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-14
  • NJ RA
    APPROVED
    Since 2024-06-14

Branch Locations

19 Center St, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securiies Usa Inc New York NY 02/2018 10/2020
Glg Llc New York NY 04/2015 01/2018
Deutsche Bank Securities Inc New York NY 10/2020 09/2022
Wells Fargo Advisors Financial Network, Llc Chatham NJ 01/2024 Present
Unemployed Haworth NJ 10/2022 12/2023
  • 02/2018 → 10/2020
    Hsbc Securiies Usa Inc
    New York, NY
  • 04/2015 → 01/2018
    Glg Llc
    New York, NY
  • 10/2020 → 09/2022
    Deutsche Bank Securities Inc
    New York, NY
  • 01/2024 → Present
    Wells Fargo Advisors Financial Network, Llc
    Chatham, NJ
  • 10/2022 → 12/2023
    Unemployed
    Haworth, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-26
S63 Uniform Securities Agent State Law Examination 2018-02-28
  • S66 Uniform Combined State Law Examination
    2024-01-26
  • S63 Uniform Securities Agent State Law Examination
    2018-02-28
Other Names
  • Jason Harris
  • Jason Aaron Harris
  • Jason A Harris

View on SEC IAPD

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Other Offices

B. RILEY WEALTH ADVISORS, INC. · CHATHAM, NJ
LPL FINANCIAL LLC · CHATHAM, NJ
SOCIALLY FINANCED MANAGEMENT · CHATHAM, NJ
HAMEL ASSOCIATES,INC. · CHATHAM, NJ
UNITED SUCCESS WEALTH MANAGEMENT · CHATHAM, NJ
TAP ROOT CAPITAL MANAGEMENT LP · SUMMIT, NJ
STELLAR MANAGEMENT PARTNERS LLC · SHORT HILLS, NJ
BLUEPRINT CAPITAL ADVISORS LLC · SHORT HILLS, NJ

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